Archive for February, 2010

Investors Filing Claims Against Lehman Brokers

Sunday, February 7th, 2010

Investors in principal-protected notes that were issued by Lehman Brothers have recently been filing FINRA arbitrations against their brokers to recoup their losses.  Investors who bought such notes from brokers at other banks such as UBS, which are still in business, are in a better position to collect than investors who purchased their notes directly from Lehman Brothers brokers.

©2019 di Santo Law – New York and Miami Securities Corporate Crowdfunding Real Estate Lawyers All rights reserved. Law Firm Web Design by Enhanced Legal